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Detailed Report
GEORGE JOSEPH STRNAD II
CRD#: 1635225
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Suite 700
Irvine, CA 92614
Registration History
199019952000200520102015202020252 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1987 - 2005 (18 years)IAMORGAN STANLEY (CRD# 7556)1997 - 2005 (8 years)
License(s)

State Registrations

B
Alaska 6/1/2009
B
Missouri 12/5/2017
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
Arkansas 2/16/2022
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
IA
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 1/10/2013
B
Florida 6/1/2009
B
Oklahoma 4/27/2021
B
Georgia 3/5/2018
B
Oregon 5/14/2018
B
Hawaii 3/9/2015
B
Pennsylvania 1/2/2014
B
Idaho 6/1/2009
B
South Carolina 9/2/2014
B
Illinois 6/1/2009
B
Tennessee 5/25/2016
B
Indiana 6/16/2023
B
Texas 10/30/2009
B
Kentucky 10/22/2010
IA
Texas 2/11/2014
B
Maryland 6/1/2009
B
Utah 1/31/2023
B
Massachusetts 11/10/2015
B
Virginia 8/8/2013
B
Michigan 4/28/2021
B
Washington 6/1/2009
B
Minnesota 10/27/2023
B
Wisconsin 7/24/2012
B
Mississippi 3/6/2025
B
Wyoming 10/22/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/27/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BREA, CA
B
 09/27/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BREA, CA
IA
 07/08/1997 - 09/27/2005 MORGAN STANLEY (CRD#:7556) BREA, CA
B
 03/25/1987 - 09/27/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.