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Detailed Report
Robin Doreen Martin
Robin Doreen Lightfoot, Robin Dorene Lightfoot, Robin Martin, Robion Martin, Robin D Needham…
CRD#: 1635201
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 621 Capitol Mall
Sacramento, CA 95814
Registration History
199019952000200520102015202020252 FIRMS2003 - 2006 (2 years)2 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)BFINANCIAL WEST GROUP (CRD# 16668)1999 - 2003 (4 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)1998 - 1999 (<1 year)BFUNDSELECT ADVISERS, INC. (CRD# 5381)1997 - 1998 (1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1992 - 1996 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1991 - 1992 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1991 (<1 year)IAFINANCIAL WEST INVESTMENT GROU... (CRD# 16668)2000 - 2003 (3 years)
License(s)

State Registrations

B
California 5/26/2023
IA
California 6/2/2023

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
621 Capitol Mall, Sacramento, CA 95814
Registered with this firm since 6/2/2023
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
621 Capitol Mall, Sacramento, CA 95814
Registered with this firm since 5/26/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/07/2013 - 06/01/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SACRAMENTO, CA
B
 05/07/2013 - 05/26/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SACRAMENTO, CA
IA
 04/02/2008 - 03/22/2013 CETERA INVESTMENT SERVICES LLC (CRD#:15340) WALNUT CREEK, CA
B
 04/14/2008 - 03/22/2013 CETERA INVESTMENT SERVICES LLC (CRD#:15340) WALNUT CREEK, CA
IA
 12/03/2003 - 07/12/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) ROSEVILLE, CA
B
 12/03/2003 - 07/12/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) ROSEVILLE, CA
IA
 03/07/2000 - 11/28/2003 FINANCIAL WEST INVESTMENT GROUP, INC. (CRD#:16668) ROSEVILLE, CA
B
 01/08/1999 - 11/28/2003 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
RENO, NV
B
 12/03/1998 - 01/04/1999 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 03/11/1997 - 12/03/1998 FUNDSELECT ADVISERS, INC. (CRD#:5381) COLUMBUS, OH
B
 02/05/1992 - 12/31/1996 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 02/01/1991 - 01/24/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 08/22/1990 - 02/21/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.