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Arlette GLYNNE Cataldo
ARLETTE GLYNNE SCHICK, ARLETTE GLYNNE SCHICKCATALDO
CRD#: 1634472
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2301 SE MONTEREY RD
STUART, FL 34996
STUART, FL 34996
0
Disclosures
38
Years of Experience
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State Registrations
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Arizona 3/24/2009
B
Missouri 4/17/2014
B
California 9/7/2007
B
New Jersey 9/7/2007
B
Colorado 9/7/2007
B
New York 9/7/2007
B
Connecticut 9/7/2007
B
North Carolina 9/7/2007
B
Delaware 5/9/2019
B
Ohio 1/11/2021
B
District of Columbia 9/7/2007
B
Pennsylvania 9/7/2007
B
Florida 9/7/2007
IA
Pennsylvania 8/22/2017
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Florida 9/10/2007
B
South Carolina 7/21/2016
B
Georgia 9/7/2007
B
Tennessee 6/13/2016
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Illinois 9/7/2007
IA
Texas 10/10/2007
B
Kentucky 9/7/2007
B
Texas 11/29/2013
B
Maryland 9/7/2007
B
Vermont 9/7/2007
B
Massachusetts 9/7/2007
B
Virginia 9/7/2007
B
Michigan 9/7/2007
B
Washington 1/7/2022
B
Minnesota 6/11/2020
SRO Registrations
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IA
Registered with this firm since 9/10/2007
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Registered with this firm since 9/7/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/02/1997 - 09/18/2007 | STUART, FL | |
B | 09/02/1997 - 09/18/2007 | STUART, FL | |
B | 07/30/1987 - 09/17/1997 | PARSIPPANY, NJ | |
B | 07/15/1987 - 07/30/1987 | ||
B | 03/10/1987 - 07/06/1987 |
07/15/1987 - 07/30/1987
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.