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BRUCE ALAN ALTHEIDE
CRD#: 1633454
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1075 E BETTERAVIA ROAD
SANTA MARIA, CA 93454
Registration History
199019952000200520102015202020252 FIRMS1998 - Present (26 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1991 - 1998 (6 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1988 - 1991 (3 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1987 - 1988 (<1 year)
License(s)

State Registrations

B
Alabama 9/16/2020

B
Montana 3/6/2002

B
Alaska 12/10/2015

B
Nebraska 2/19/2004

B
Arizona 4/3/1998

B
Nevada 6/15/1998

B
Arkansas 8/30/2000

B
New Hampshire 7/11/2012

B
California 4/3/1998

B
New Jersey 10/7/2014

IA
California 4/7/1998

B
New Mexico 2/19/1999

B
Colorado 4/3/1998

B
New York 8/5/2010

B
Florida 12/2/1999

B
North Carolina 8/29/2000

B
Georgia 11/5/2012

B
North Dakota 1/28/2020

B
Hawaii 3/31/1998

B
Ohio 9/22/1998

B
Idaho 10/3/2005

B
Oklahoma 3/31/1998

B
Illinois 4/4/2006

IA
Oklahoma 5/16/2003

B
Indiana 10/4/2013

B
Oregon 6/1/2007

B
Iowa 1/26/2005

B
Pennsylvania 11/4/2002

B
Kansas 3/6/2003

B
South Carolina 3/2/2004

B
Kentucky 10/20/2004

B
South Dakota 3/4/2019

B
Louisiana 10/7/2009

B
Tennessee 3/16/2016

B
Maryland 3/22/1999

B
Texas 8/2/2001

B
Massachusetts 9/16/2020

IA
Texas 8/2/2001

B
Michigan 6/28/2001

B
Utah 3/8/2007

B
Minnesota 10/5/1998

B
Virginia 3/31/1998

B
Mississippi 2/2/2011

B
Washington 7/9/1998

B
Missouri 8/5/2003

B
Wisconsin 1/30/2003

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1075 E BETTERAVIA ROAD, SANTA MARIA, CA 93454
1580 WEST BRANCH STREET, ARRYO GRANDE, CA 93420
Registered with this firm since 4/7/1998

B
LPL FINANCIAL LLC (CRD#:6413)
1075 E BETTERAVIA ROAD, SANTA MARIA, CA 93454
1580 WEST BRANCH STREET, ARRYO GRANDE, CA 93420
Registered with this firm since 3/31/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/15/1991 - 03/31/1998 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
08/01/1988 - 12/13/1991 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
03/24/1987 - 01/22/1988 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.