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Detailed Report
JAMES JOSEPH KENNALLY
JAMES J KENNALLY
CRD#: 1633056
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 225 S Lake Ave Penthouse
Pasadena, CA 91101
Registration History
19901995200020052010201520202025IAWEDBUSH SECURITIES INC. (CRD# 877)2017 - Present (8 years)BWEDBUSH SECURITIES INC. (CRD# 877)2002 - Present (22 years)BNDB CAPITAL MARKETS, LP (CRD# 7172)1990 - 2002 (11 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1989 - 1990 (<1 year)BPACIFIC BROKERAGE SERVICES, INC. (CRD# 7289)1988 - 1989 (1 year)
License(s)

State Registrations

B
Alaska 4/13/2015
B
Nevada 4/13/2015
B
Arizona 4/13/2015
B
New Hampshire 4/13/2015
B
California 11/15/2002
B
New Jersey 4/13/2015
IA
California 4/4/2017
B
New Mexico 4/13/2015
B
Colorado 4/13/2015
B
New York 4/13/2015
B
Florida 4/13/2015
B
North Carolina 11/7/2017
B
Georgia 4/13/2015
B
Ohio 4/14/2015
B
Illinois 4/13/2015
B
Oregon 4/13/2015
B
Maryland 5/25/2016
B
Texas 4/13/2015
B
Massachusetts 4/13/2015
B
Utah 4/29/2022
B
Michigan 9/17/2024
B
Virginia 4/13/2015
B
Montana 9/25/2019
B
Washington 2/11/2016
B
Nebraska 4/25/2023
B
Wisconsin 4/13/2015

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 4/4/2017
B
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 11/15/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/11/1990 - 07/02/2002 NDB CAPITAL MARKETS, LP (CRD#:7172) NEW YORK, NY
B
 09/28/1989 - 08/31/1990 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 08/30/1988 - 09/21/1989 PACIFIC BROKERAGE SERVICES, INC. (CRD#:7289) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.