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RICHARD VAUGHAN DUNSTAN
CRD#: 1632092
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
CETERA ADVISORS LLCCRD#: 10299 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
Registration History
199019952000200520102015202020252 FIRMS2002 - 2003 (1 year)2 FIRMS2008 - 2019 (11 years)4 FIRMS2020 - Present (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2020 - 2022 (2 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2002 - 2008 (5 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2002 (<1 year)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1996 - 2002 (6 years)BCOMPULIFE INVESTOR SERVICES, INC. (CRD# 21543)1997 - 2001 (4 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1993 - 1995 (2 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1987 - 1993 (6 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2023 (3 years)IAMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2004 - 2008 (3 years)IAIFG ADVISORY SERVICES INC (CRD# 105316)2003 - 2003 (<1 year)
License(s)

State Registrations

B
California 4/24/2020

IA
South Carolina 11/21/2024

IA
California 6/29/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
INDIAN LAND, SC
Registered with this firm since 6/29/2023

B
CETERA ADVISORS LLC (CRD#:10299)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
INDIAN LAND, SC
Registered with this firm since 4/24/2020

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
INDIAN LAND, SC
Registered with this firm since 4/24/2020

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
INDIAN LAND, SC
Registered with this firm since 4/24/2020

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
INDIAN LAND, SC
Registered with this firm since 4/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/24/2020 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
04/24/2020 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
IA
02/12/2008 - 09/30/2019 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
02/08/2008 - 09/30/2019 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
12/06/2004 - 01/30/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) DENVER, CO
B
08/13/2002 - 01/30/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) DENVER, CO
IA
04/11/2003 - 12/31/2003 IFG ADVISORY SERVICES INC (CRD#:105316) ATLANTA, GA
B
09/26/2002 - 12/31/2003 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
08/13/2002 - 12/31/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
04/18/2002 - 05/30/2002 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
B
02/28/1996 - 04/02/2002 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
06/11/1997 - 11/01/2001 COMPULIFE INVESTOR SERVICES, INC. (CRD#:21543) ST. CLOUD, MN
B
08/05/1993 - 09/22/1995 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
03/25/1987 - 08/02/1993 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
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