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EARL MENDENHALL III
CRD#: 1632015
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 1820 E RIVER ROAD
SUITE 230
TUCSON, AZ 85718
SUITE 230
TUCSON, AZ 85718
0
Disclosures
37
Years of Experience
View By:
State Registrations
B
Arizona 1/3/1995
B
Nevada 9/20/2001
IA
Arizona 6/19/2008
B
New Jersey 11/30/2017
B
California 12/16/1997
B
New Mexico 5/11/1999
B
Colorado 7/21/2016
B
New York 2/28/2022
B
District of Columbia 8/17/2010
B
Ohio 4/15/2003
B
Florida 3/22/2011
B
Oregon 1/16/2003
B
Idaho 6/4/2015
B
Pennsylvania 4/14/2023
B
Indiana 9/6/2006
B
Texas 7/22/2013
B
Iowa 6/7/2022
IA
Texas 9/10/2021
B
Maryland 8/26/2002
B
Virginia 5/12/1999
B
Michigan 5/9/2019
B
Washington 9/20/2001
SRO Registrations
B
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IA
Registered with this firm since 6/19/2008
B
Registered with this firm since 1/3/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2007 - 12/20/2007 | TUCSON, AZ | |
B | 09/04/1990 - 12/30/1994 | SCHAUMBURG, IL | |
B | 12/22/1988 - 09/21/1990 | ||
B | 03/23/1987 - 11/03/1988 |
12/22/1988 - 09/21/1990
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.