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Detailed Report
DANE LAWRENCE SINCERE
DANE LAURENCE SINCERE
CRD#: 1631434
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2901 DOUGLAS BOULEVARD
SUITE 150
ROSEVILLE, CA 95661
Registration History
19901995200020052010201520202025IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - Present (22 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1997 - Present (27 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1989 - 2001 (12 years)BUR FINANCIAL, INC. (CRD# 10509)1989 - 1989 (<1 year)BCONNECTICUT MUTUAL FINANCIAL S... (CRD# 173)1987 - 1988 (1 year)
License(s)

State Registrations

B
Arizona 8/19/2010
IA
Nevada 5/13/2011
IA
Arizona 8/23/2021
B
New Mexico 6/14/2010
B
California 12/21/1997
B
Oregon 5/18/2018
IA
California 4/15/2002
IA
Oregon 5/23/2018
B
Colorado 2/28/2007
B
Utah 4/11/2019
B
Hawaii 4/21/2009
B
Washington 5/18/2018
B
Idaho 5/14/2019
IA
Washington 5/21/2018
IA
Idaho 5/14/2019
B
Wisconsin 7/14/2017
B
Michigan 4/29/2021
IA
Wisconsin 7/18/2017
IA
Michigan 5/3/2021
B
Wyoming 12/21/2009
B
Nevada 5/6/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2901 DOUGLAS BOULEVARD SUITE 150, ROSEVILLE, CA 95661
Registered with this firm since 4/15/2002
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2901 DOUGLAS BOULEVARD SUITE 150, ROSEVILLE, CA 95661
Registered with this firm since 12/21/1997
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/07/1989 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
 02/27/1989 - 06/22/1989 UR FINANCIAL, INC. (CRD#:10509)
B
 03/30/1987 - 05/17/1988 CONNECTICUT MUTUAL FINANCIAL SERVICES, INC. (CRD#:173)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.