Individual Firm
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SILVANA BEATRICE NANDIN
CRD#: 1629594
IA
B
MORGAN STANLEYCRD#: 149777 2 North Tamiami Trail
Suite 1100
Sarasota, FL 34236
Suite 1100
Sarasota, FL 34236
View By:
3/16/2016
Customer Dispute
Settled
State Registrations
B
Alabama 5/28/2020
B
Nevada 9/11/2009
B
Arizona 5/28/2020
B
New Hampshire 9/11/2009
B
California 9/11/2009
B
New Jersey 6/1/2009
B
Colorado 5/28/2020
B
New Mexico 5/28/2020
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 9/14/2009
B
District of Columbia 8/13/2020
B
Ohio 5/28/2020
B
Florida 6/1/2009
B
Oklahoma 4/25/2022
IA
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 5/28/2020
B
Rhode Island 9/11/2009
B
Hawaii 6/9/2022
B
South Carolina 9/11/2009
B
Idaho 6/18/2020
B
Tennessee 5/28/2020
B
Illinois 4/26/2010
B
Texas 9/6/2016
B
Indiana 9/11/2009
IA
Texas 4/15/2020
B
Iowa 6/19/2020
B
Utah 6/4/2020
B
Maine 6/1/2009
B
Vermont 5/28/2020
B
Maryland 9/11/2009
B
Virgin Islands 5/28/2020
B
Massachusetts 6/1/2009
B
Virginia 9/11/2009
B
Michigan 6/1/2020
B
Washington 6/3/2020
B
Minnesota 6/18/2020
B
Wisconsin 4/26/2022
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | SARASOTA, FL | |
B | 04/02/2007 - 06/01/2009 | SARASOTA, FL | |
IA | 10/31/2005 - 04/02/2007 | SARASOTA, FL | |
B | 10/28/2005 - 04/02/2007 | SARASOTA, FL | |
IA | 01/02/2003 - 11/04/2005 | SARASOTA, FL | |
B | 02/27/1998 - 11/04/2005 | HARTFORD, CT | |
B | 06/25/1997 - 03/06/1998 | FAIRFIELD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.