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Detailed Report
TERENCE JAMES O'GRADY
TERRY O'GRADY, TERENCE JAMES OGRADY
CRD#: 1628151
IA
Investment Adviser
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Previous Broker
O'GRADY FINANCIAL LLCCRD#: 301894 TAMPA, FL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2019 (7 years)IAO'GRADY FINANCIAL LLC (CRD# 301894)2019 - Present (5 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - 2012 (9 years)BINTERSECURITIES, INC. (CRD# 16164)2000 - 2002 (2 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)1997 - 2000 (3 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - 2012 (8 years)
License(s)

State Registrations

IA
Florida 7/29/2019
Current Registration(s)
IA
O'GRADY FINANCIAL LLC (CRD#:301894)
TAMPA, FL
Registered with this firm since 7/29/2019
Previous Registration(s)
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IA
 07/09/2012 - 09/16/2019 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
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 06/26/2012 - 09/16/2019 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
IA
 08/18/2003 - 06/28/2012 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) TAMPA, FL
B
 11/15/2002 - 06/28/2012 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
 11/09/2000 - 11/14/2002 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
 10/29/1997 - 10/10/2000 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.