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Detailed Report
JOHN TCHEN
CRD#: 1627332
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
1995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2014 - Present (10 years)BMORGAN STANLEY (CRD# 149777)2013 - Present (12 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2006 - 2013 (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2005 (10 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 3/15/2019
B
Alaska 4/29/2022
B
Nevada 6/1/2017
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 3/15/2019
B
New Jersey 5/25/2022
B
California 1/22/2013
B
New Mexico 3/15/2019
IA
California 10/27/2014
B
New York 9/26/2018
B
Colorado 2/3/2014
B
North Carolina 3/15/2019
B
Connecticut 5/11/2022
B
North Dakota 3/15/2019
B
Delaware 5/11/2022
B
Ohio 6/3/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 3/15/2019
B
Oregon 5/25/2022
B
Georgia 3/15/2019
B
Pennsylvania 5/25/2022
B
Hawaii 10/8/2021
B
Puerto Rico 3/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/15/2019
B
Illinois 3/15/2019
B
South Carolina 3/15/2019
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 5/25/2022
B
Tennessee 8/25/2020
B
Kansas 5/25/2022
B
Texas 6/1/2017
B
Kentucky 3/20/2014
IA
Texas 3/11/2020
B
Louisiana 10/16/2015
B
Utah 3/15/2019
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 3/11/2019
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 2/3/2014
B
Minnesota 3/15/2019
B
West Virginia 5/25/2022
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 9/7/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806
Registered with this firm since 10/27/2014
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806
Registered with this firm since 1/22/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/21/2006 - 01/04/2013 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
 02/13/1995 - 08/15/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.