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RAYMOND KEITH RONDY II
RICK RONDY, RAYMOND KEITH RONDY II II
CRD#: 1626177
IA
B
MORGAN STANLEYCRD#: 149777 2001 Commonwealth Boulevard
Ann Arbor, MI 48105
Ann Arbor, MI 48105
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5/26/1999
Customer Dispute
Settled
State Registrations
B
Alabama 7/19/2022
B
Nebraska 2/19/2019
B
Alaska 7/25/2022
B
Nevada 2/20/2019
B
Arizona 3/20/2014
B
New Hampshire 7/20/2022
B
Arkansas 2/15/2019
B
New Jersey 7/28/2020
B
California 6/1/2009
B
New Mexico 2/18/2019
B
Colorado 11/30/2009
B
New York 7/10/2019
B
Connecticut 8/31/2017
B
North Carolina 2/19/2019
B
Delaware 2/11/2021
B
North Dakota 2/15/2019
B
District of Columbia 11/4/2022
B
Ohio 7/3/2013
B
Florida 6/1/2009
B
Oklahoma 7/18/2022
B
Georgia 6/1/2009
B
Oregon 7/19/2022
B
Hawaii 7/19/2022
B
Pennsylvania 7/18/2022
B
Idaho 7/18/2022
B
Puerto Rico 2/26/2019
B
Illinois 6/1/2009
B
Rhode Island 3/1/2019
B
Indiana 2/18/2019
B
South Carolina 10/27/2011
B
Iowa 7/18/2022
B
South Dakota 2/20/2019
B
Kansas 9/6/2017
B
Tennessee 5/1/2018
B
Kentucky 7/18/2022
B
Texas 9/6/2017
B
Louisiana 7/19/2022
IA
Texas 2/19/2020
B
Maine 12/20/2022
B
Utah 3/10/2014
B
Maryland 9/10/2016
B
Vermont 6/1/2021
B
Massachusetts 10/4/2018
B
Virgin Islands 10/17/2022
B
Michigan 6/1/2009
B
Virginia 6/1/2009
IA
Michigan 5/20/2010
B
Washington 2/15/2019
B
Minnesota 2/15/2019
B
West Virginia 7/19/2022
B
Mississippi 2/19/2019
B
Wisconsin 2/18/2019
B
Missouri 8/24/2022
B
Wyoming 7/25/2022
B
Montana 6/1/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/15/2008 - 06/01/2009 | LIVONIA, MI | |
B | 04/02/2007 - 06/01/2009 | LIVONIA, MI | |
B | 08/27/1999 - 04/02/2007 | LIVONIA, MI | |
B | 02/26/1987 - 09/08/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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