• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH ARTHUR GARCIA
ART GARCIA, J ARTHUR GARCIA
CRD#: 1626067
IA
Investment Adviser
PACIFIC FINANCIAL STRATEGIES, INCCRD#: 151434 223 E. THOUSAND OAKS BLVD., SUITE 403
THOUSAND OAKS, CA 91360
Registration History
199820002002200420062008201020122014201620182020202220242026IAPACIFIC FINANCIAL STRATEGIES, INC (CRD# 151434)2010 - Present (15 years)IAINVESTMENT ADVISORS (CRD# 15708)2008 - 2010 (1 year)IAJEFFERSON PILOT SECURITIES CORP (CRD# 3870)1998 - 2008 (9 years)IAINDEPENDENT ADVISERS GROUP CORP (CRD# 106684)2000 - 2003 (3 years)
License(s)

State Registrations

IA
California 1/22/2010

IA
Texas 3/13/2017

Current Registration(s)
IA
PACIFIC FINANCIAL STRATEGIES, INC (CRD#:151434)
223 E. THOUSAND OAKS BLVD., SUITE 403, THOUSAND OAKS, CA 91360
Registered with this firm since 1/22/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2008 - 02/19/2010 INVESTMENT ADVISORS (CRD#:15708) AGOURA, CA
IA
10/14/1998 - 03/31/2008 JEFFERSON PILOT SECURITIES CORP (CRD#:3870) AGOURA, CA
IA
01/24/2000 - 11/17/2003 INDEPENDENT ADVISERS GROUP CORP (CRD#:106684) AGOURA, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.