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ROBERT HENRY PRION
Robert Prion
CRD#: 1625829
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 California Street
San Francisco, CA 94104
Registration History
19952000200520102015202020252 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2016 (9 years)2 FIRMS2017 - Present (7 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1992 - 1997 (4 years)
License(s)

State Registrations

B
Alabama 3/6/2017

B
Montana 3/6/2017

B
Alaska 3/6/2017

B
Nebraska 3/6/2017

B
Arizona 3/6/2017

B
Nevada 3/6/2017

B
Arkansas 3/6/2017

B
New Hampshire 3/6/2017

B
California 3/6/2017

B
New Jersey 3/6/2017

IA
California 3/6/2017

B
New Mexico 3/6/2017

B
Colorado 3/6/2017

B
New York 3/6/2017

B
Connecticut 3/6/2017

B
North Carolina 3/8/2017

B
Delaware 3/6/2017

B
North Dakota 3/6/2017

B
District of Columbia 3/6/2017

B
Ohio 3/7/2017

B
Florida 3/6/2017

B
Oklahoma 3/6/2017

B
Georgia 3/6/2017

B
Oregon 3/6/2017

B
Hawaii 3/6/2017

B
Pennsylvania 3/6/2017

B
Idaho 3/6/2017

B
Puerto Rico 3/6/2017

B
Illinois 3/6/2017

B
Rhode Island 3/6/2017

B
Indiana 3/6/2017

B
South Carolina 3/6/2017

B
Iowa 3/6/2017

B
South Dakota 3/6/2017

B
Kansas 3/6/2017

B
Tennessee 3/6/2017

B
Kentucky 3/6/2017

B
Texas 3/6/2017

B
Louisiana 3/6/2017

B
Utah 3/6/2017

B
Maine 3/6/2017

B
Vermont 3/6/2017

B
Maryland 3/6/2017

B
Virgin Islands 3/6/2017

B
Massachusetts 3/6/2017

B
Virginia 3/6/2017

B
Michigan 3/6/2017

B
Washington 3/6/2017

B
Minnesota 3/6/2017

B
West Virginia 3/6/2017

B
Mississippi 3/6/2017

B
Wisconsin 3/6/2017

B
Missouri 3/6/2017

B
Wyoming 3/6/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 California Street, San Francisco, CA 94104
Registered with this firm since 3/6/2017

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 California Street, San Francisco, CA 94104
Registered with this firm since 3/6/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/29/2007 - 10/25/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
05/29/2007 - 10/25/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
IA
10/28/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
09/29/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
10/21/1992 - 07/18/1997 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.