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TERESA KAY MCALLISTER
TERRI KAY MCALLISTER, TERESA KAY MULLINS, TERRI MULLINS, TERESA KAY SMITH, TERRI SMITH
CRD#: 1625310
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 11207 WEST DODGE RD
SUITE 200
OMAHA, NE 68154
Registration History
199019952000200520102015202020252 FIRMS1987 - 1989 (1 year)2 FIRMS2002 - 2024 (22 years)2 FIRMS2024 - Present (<1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1999 - 2002 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1996 - 1999 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1991 - 1996 (5 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1991 - 1993 (2 years)BDOUGLAS BREMEN & CO., INC. (CRD# 13186)1987 - 1987 (<1 year)
Disclosure(s)
View By:
2/12/2004
Customer Dispute
Settled
2/11/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/14/2024

B
Missouri 6/14/2024

B
California 6/14/2024

B
Nebraska 6/14/2024

B
Colorado 6/14/2024

IA
Nebraska 6/14/2024

B
Florida 6/14/2024

B
Nevada 6/14/2024

B
Georgia 6/14/2024

B
New Mexico 6/14/2024

B
Iowa 6/14/2024

B
Pennsylvania 6/14/2024

B
Michigan 6/14/2024

B
Virginia 6/14/2024

B
Minnesota 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
11207 WEST DODGE RD SUITE 200, OMAHA, NE 68154
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
11207 WEST DODGE RD SUITE 200, OMAHA, NE 68154
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/24/2002 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
04/05/2002 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
B
09/14/1999 - 04/10/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
12/11/1996 - 09/20/1999 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
02/21/1991 - 11/22/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
02/21/1991 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
B
12/03/1987 - 01/25/1989 EQUICO SECURITIES, INC. (CRD#:6627)
B
12/03/1987 - 01/25/1989 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
B
02/26/1987 - 12/09/1987 DOUGLAS BREMEN & CO., INC. (CRD#:13186)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.