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JASON PAUL THOMPSON
CRD#: 1625092
IA
B
MORGAN STANLEYCRD#: 149777 500 Lee Street East Laidley Tower Suite 300
CHARLESTON, WV 25339
CHARLESTON, WV 25339
0
Disclosures
38
Years of Experience
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State Registrations
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Alabama 7/25/2017
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New Hampshire 6/1/2009
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Arizona 6/1/2009
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New Jersey 5/26/2016
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Arkansas 3/28/2019
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New Mexico 3/8/2018
B
California 1/13/2017
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 2/23/2011
B
Ohio 6/1/2009
B
District of Columbia 4/1/2016
B
Oklahoma 2/10/2022
B
Florida 6/1/2009
B
Oregon 1/31/2017
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 1/26/2021
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 9/26/2023
B
Tennessee 6/1/2009
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Maryland 6/1/2009
IA
Texas 6/1/2009
B
Massachusetts 3/22/2011
B
Vermont 8/29/2023
B
Michigan 6/1/2009
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Virginia 6/1/2009
B
Minnesota 12/19/2018
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Washington 6/1/2009
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Mississippi 6/24/2020
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West Virginia 6/1/2009
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Montana 6/22/2023
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West Virginia 6/1/2009
B
Nebraska 2/8/2024
B
Wisconsin 10/7/2013
SRO Registrations
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | CHARLESTON, WV | |
B | 04/02/2007 - 06/01/2009 | CHARLESTON, WV | |
IA | 01/15/1998 - 04/02/2007 | CHARLESTON, WV | |
B | 02/24/1987 - 04/02/2007 | CHARLESTON, WV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.