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ALAN WAYNE ROBELLO JR
WAYNE ROBELLO
CRD#: 1625027
IA
Investment Adviser
B
Broker
AVISEN ADVISORS, LLCCRD#: 113791 3620 AMERICAN RIVER DRIVE
SUITE 145
SACRAMENTO, CA 95864
AVISEN WEALTH MANAGEMENT, INC.CRD#: 125977 6880 S. MCCARRAN BLVD., SUITE 3
RENO, NV 89509
Registration History
19901995200020052010201520202025IAAVISEN ADVISORS, LLC (CRD# 113791)2010 - Present (15 years)BAVISEN WEALTH MANAGEMENT, INC. (CRD# 125977)2003 - Present (21 years)BROUND HILL SECURITIES, INC. (CRD# 35223)2001 - 2003 (2 years)BWELLS FARGO VAN KASPER, LLC (CRD# 7665)1996 - 2001 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 1996 (1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1988 - 1995 (6 years)BBARABAN SECURITIES, INC. (CRD# 7659)1987 - 1988 (<1 year)
Disclosure(s)
View By:
6/6/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/15/2019

B
Nevada 11/7/2003

B
California 8/27/2003

B
Oregon 4/21/2004

IA
California 2/8/2010

B
South Dakota 7/25/2022

B
Florida 6/26/2007

B
Texas 5/20/2004

B
Illinois 10/13/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVISEN ADVISORS, LLC (CRD#:113791)
3620 AMERICAN RIVER DRIVE SUITE 145, SACRAMENTO, CA 95864
Registered with this firm since 2/8/2010

B
AVISEN WEALTH MANAGEMENT, INC. (CRD#:125977)
6880 S. MCCARRAN BLVD., SUITE 3, RENO, NV 89509
3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864
Registered with this firm since 8/20/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
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06/20/2001 - 10/27/2003 ROUND HILL SECURITIES, INC. (CRD#:35223) ALAMO, CA
B
02/09/1996 - 06/27/2001 WELLS FARGO VAN KASPER, LLC (CRD#:7665) SAN FRANCISCO, CA
B
12/23/1994 - 03/08/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
06/10/1988 - 01/04/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
09/22/1987 - 06/14/1988 BARABAN SECURITIES, INC. (CRD#:7659)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.