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JOAN MARIE CONFOY
JOAN MARIE CONFOX, JOAN MARIE MICHALAK, JOAN MICHALAK
CRD#: 1624600
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1939 Roland Clarke Place Suite 400
Reston, VA 20191
Reston, VA 20191
LPL FINANCIAL LLCCRD#: 6413 1939 ROLAND CLARKE PL STE 400
RESTON, VA 20191
RESTON, VA 20191
0
Disclosures
31
Years of Experience
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State Registrations
B
Arizona 1/21/2021
B
New Jersey 1/21/2021
B
California 1/21/2021
B
New York 1/21/2021
B
Colorado 1/21/2021
B
North Carolina 1/22/2021
B
Florida 1/21/2021
B
Ohio 1/22/2021
B
Georgia 1/21/2021
B
Pennsylvania 1/21/2021
B
Indiana 1/21/2021
B
South Carolina 1/21/2021
B
Iowa 1/21/2021
B
Texas 1/21/2021
B
Maryland 1/21/2021
B
Virginia 1/29/2020
B
Massachusetts 1/21/2021
IA
Virginia 1/29/2020
B
Michigan 1/21/2021
B
Washington 1/21/2021
B
Minnesota 1/21/2021
B
West Virginia 1/21/2021
B
New Hampshire 1/21/2021
B
Wisconsin 1/21/2021
SRO Registrations
B
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IA
Registered with this firm since 1/29/2020
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Registered with this firm since 1/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/27/2016 - 01/31/2020 | RESTON, VA | |
B | 07/28/2006 - 01/31/2020 | RESTON, VA | |
B | 11/28/2005 - 02/28/2006 | HAYS, KS | |
B | 09/08/2004 - 09/13/2005 | FAIRFIELD, IA | |
B | 03/01/1995 - 12/20/2002 | BOSTON, MA | |
B | 06/10/1991 - 03/01/1995 | ||
B | 11/14/1990 - 03/27/1991 | MINNEAPOLIS, MN | |
B | 11/14/1990 - 03/27/1991 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.