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BRUCE HARDING SEARS
BREWSTER SEARS
CRD#: 1624156
IA
B
WELLS FARGO ADVISORSCRD#: 11025 1583 East Genesee Street
[Satellite]
Skaneateles, NY 13152
[Satellite]
Skaneateles, NY 13152
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
California 6/23/2023
B
Minnesota 6/23/2023
IA
California 6/23/2023
B
New Jersey 1/3/2025
B
Colorado 6/23/2023
B
New York 6/23/2023
B
District of Columbia 12/8/2023
IA
New York 6/23/2023
B
Florida 6/23/2023
B
Rhode Island 6/23/2023
B
Illinois 3/21/2025
B
Tennessee 6/23/2023
B
Indiana 6/26/2023
B
Vermont 6/23/2023
B
Maryland 6/23/2023
B
Virginia 6/23/2023
B
Massachusetts 6/23/2023
B
Washington 6/23/2023
B
Michigan 6/23/2023
B
Wisconsin 6/30/2023
SRO Registrations
B
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IA
Registered with this firm since 6/23/2023
B
Registered with this firm since 6/23/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/20/2016 - 06/26/2023 | SYRACUSE, NY | |
B | 12/20/2016 - 06/26/2023 | SYRACUSE, NY | |
IA | 01/03/2005 - 01/13/2017 | SYRACUSE, NY | |
B | 03/05/2004 - 01/13/2017 | SYRACUSE, NY | |
B | 10/04/1996 - 04/02/2004 | PHILADELPHIA, PA | |
B | 07/07/1988 - 10/14/1996 | WEEHAWKEN, NJ | |
B | 03/25/1987 - 07/12/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.