Individual Firm
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ROBERT FOSTER KRANSBERGER
CRD#: 1623553
IA
B
LPL FINANCIAL LLCCRD#: 6413 YAKIMA, WA
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2/23/2001
Customer Dispute
Settled
3/1/1996
Customer Dispute
Settled
State Registrations
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California 11/5/2019
B
Washington 11/6/2019
B
Pennsylvania 11/1/2019
IA
Washington 11/6/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2011 - 11/06/2019 | Bellevue, WA | |
B | 02/18/2011 - 11/06/2019 | Bellevue, WA | |
IA | 11/05/2007 - 03/01/2011 | BELLEVUE, WA | |
B | 01/03/2003 - 03/01/2011 | BELLEVUE, WA | |
IA | 04/15/2003 - 11/14/2007 | NEW YORK, NY | |
IA | 01/03/2003 - 04/15/2003 | BELLEVUE, WA | |
IA | 05/24/1999 - 01/03/2003 | SEATTLE, WA | |
B | 05/24/1999 - 01/03/2003 | NEW YORK, NY | |
B | 01/28/1995 - 05/24/1999 | WEEHAWKEN, NJ | |
B | 01/18/1991 - 01/28/1995 | NEW YORK, NY | |
B | 07/21/1987 - 01/17/1991 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.