Individual Firm
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JAMES STEWART HAUSHERR
JIM HAUSHERR
CRD#: 1618754
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BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 1745 S. NAPERVILLE ROAD
SUITE 200
WHEATON, IL 60189
SUITE 200
WHEATON, IL 60189
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9/11/2013
Regulatory
Final
State Registrations
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California 5/23/2017
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Registered with this firm since 5/23/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/22/2016 - 12/13/2016 | LOS ANGELES, CA | |
B | 06/07/2011 - 08/26/2016 | NEWPORT BEACH, CA | |
B | 04/14/2011 - 05/18/2011 | CHICAGO, IL |
NEWPORT BEACH, CA
06/07/2011 - 08/26/2016
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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