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Detailed Report
KURT ANTHONY PATTEN
CRD#: 1617849
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1155 Elm Street
6th Floor
Manchester, NH 03101
Registration History
199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (<1 year)BCOMMONWEALTH EQUITY SERVICES, INC. (CRD# 8032)1989 - 1989 (<1 year)BPUTNAM FINANCIAL SERVICES, INC. (CRD# 7325)1987 - 1989 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)
License(s)

State Registrations

B
Alaska 12/7/2023
B
New Hampshire 6/1/2009
B
Arizona 6/1/2009
IA
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 3/4/2019
B
Colorado 3/21/2014
B
New Mexico 2/17/2023
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
District of Columbia 1/9/2024
B
North Carolina 2/17/2023
B
Florida 6/1/2009
B
Ohio 7/8/2021
B
Georgia 2/17/2023
B
Pennsylvania 2/17/2023
B
Illinois 10/28/2020
B
Rhode Island 6/1/2009
B
Indiana 9/3/2024
B
South Carolina 2/17/2023
B
Kentucky 12/19/2024
B
South Dakota 2/17/2023
B
Louisiana 2/17/2023
B
Tennessee 6/1/2009
B
Maine 6/1/2009
B
Texas 6/1/2009
B
Maryland 2/17/2023
IA
Texas 12/12/2018
B
Massachusetts 6/1/2009
B
Utah 2/17/2023
B
Michigan 2/17/2023
B
Vermont 6/1/2009
B
Montana 2/27/2023
B
Virginia 3/28/2016
B
Nebraska 2/17/2023
B
Washington 2/17/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1155 Elm Street 6th Floor, Manchester, NH 03101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1155 Elm Street 6th Floor, Manchester, NH 03101
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/23/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MANCHESTER, NH
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MANCHESTER, NH
B
 11/23/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 05/31/1989 - 11/07/1989 COMMONWEALTH EQUITY SERVICES, INC. (CRD#:8032) WALTHAM, MA
B
 02/20/1987 - 06/03/1989 PUTNAM FINANCIAL SERVICES, INC. (CRD#:7325)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.