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EDWARD JAMES HIGGINS
CRD#: 1617435
IA
B
WELLS FARGO ADVISORSCRD#: 19616 800 N MAGNOLIA AVE STE 1401
ORLANDO, FL 32803
ORLANDO, FL 32803
0
Disclosures
38
Years of Experience
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State Registrations
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Alabama 7/15/2015
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Montana 11/30/2012
B
Arizona 4/30/2020
B
New Hampshire 7/11/2025
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Arkansas 4/30/2020
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New Jersey 6/17/2021
B
California 11/30/2012
B
New York 4/30/2020
B
Colorado 10/21/2016
B
North Carolina 11/30/2012
B
Delaware 7/11/2025
B
Ohio 12/12/2012
B
Florida 11/30/2012
B
Pennsylvania 11/30/2012
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Florida 12/3/2012
B
South Carolina 4/30/2020
B
Georgia 4/30/2020
B
South Dakota 8/10/2022
B
Hawaii 12/20/2021
B
Tennessee 8/10/2015
B
Illinois 8/7/2023
B
Texas 7/21/2014
B
Indiana 4/30/2020
IA
Texas 7/23/2014
B
Kentucky 11/20/2019
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Utah 2/2/2023
B
Maryland 11/30/2012
B
Virginia 11/30/2012
B
Michigan 7/11/2025
B
Washington 11/30/2012
B
Minnesota 11/30/2012
B
West Virginia 1/4/2022
B
Mississippi 2/8/2023
B
Wyoming 1/4/2022
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Missouri 4/8/2021
SRO Registrations
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Registered with this firm since 12/3/2012
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Registered with this firm since 11/30/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 12/11/2012 | WINTER PARK, FL | |
B | 06/01/2009 - 12/11/2012 | WINTER PARK, FL | |
IA | 08/06/1999 - 06/01/2009 | WINTER PARK, FL | |
B | 08/06/1999 - 06/01/2009 | WINTER PARK, FL | |
B | 03/25/1987 - 09/02/1999 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.