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Detailed Report
RODNEY LOUIS BANNISTER
CRD#: 1616676
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 7844 MADISON AVE STE 150
FAIR OAKS, CA 95628
Registration History
199019952000200520102015202020252 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BBRECEK & YOUNG ADVISORS, INC. (CRD# 40395)1996 - 2009 (12 years)BGORE-HORVATH, INC. (CRD# 6809)1987 - 1997 (10 years)BPLYMOUTH SECURITIES, INC. (CRD# 16993)1987 - 1987 (<1 year)IABRECEK & YOUNG ADVISORS, INC. (CRD# 40395)2000 - 2009 (8 years)
License(s)

State Registrations

B
Arizona 6/14/2024
B
Nevada 6/14/2024
B
California 6/14/2024
B
Oregon 6/14/2024
IA
California 6/14/2024
B
Utah 6/14/2024
B
Colorado 6/14/2024
B
Washington 6/14/2024
B
Florida 6/14/2024
B
Wyoming 6/14/2024
B
Idaho 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
7844 MADISON AVE STE 150, FAIR OAKS, CA 95628
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
7844 MADISON AVE STE 150, FAIR OAKS, CA 95628
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 01/23/2009 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FAIR OAKS, CA
B
 01/23/2009 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) FAIR OAKS, CA
IA
 06/29/2000 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FAIR OAKS, CA
B
 10/01/1996 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FAIR OAKS, CA
B
 06/08/1987 - 12/15/1997 GORE-HORVATH, INC. (CRD#:6809) HUNTINGTON BEACH, CA
B
 02/24/1987 - 06/10/1987 PLYMOUTH SECURITIES, INC. (CRD#:16993)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.