• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LAWRENCE GILBERT MACY
LAWRENCE MACY
CRD#: 1613186
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
199019952000200520102015202020252 FIRMS1987 - 1987 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - Present (37 years)
Disclosure(s)
View By:
7/7/2014
Customer Dispute
Settled
6/8/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/24/2009

B
Missouri 1/31/2024

B
Arizona 7/22/1992

B
Montana 4/29/2013

B
California 10/13/1987

B
Nevada 10/11/2000

B
Colorado 5/6/2015

B
New Jersey 5/9/1997

B
Connecticut 8/21/2024

B
New York 2/15/2005

B
Delaware 8/1/2012

B
North Carolina 3/9/2009

B
District of Columbia 1/16/2024

B
Ohio 10/14/1987

B
Florida 5/19/1992

B
Oklahoma 4/22/1996

IA
Florida 5/1/2024

B
Oregon 9/29/2008

B
Georgia 6/11/1990

B
Pennsylvania 1/21/2009

B
Illinois 10/13/1987

B
South Carolina 8/2/2024

IA
Illinois 4/12/1998

B
Tennessee 3/28/2019

B
Indiana 10/13/1988

B
Texas 3/23/2004

B
Iowa 1/12/2024

IA
Texas 10/8/2004

B
Kentucky 7/22/2021

B
Utah 5/9/2016

B
Maryland 6/19/2018

B
Virginia 5/23/2018

B
Massachusetts 3/17/2016

B
Washington 2/24/2009

B
Michigan 12/8/1988

B
Wisconsin 1/24/1991

B
Minnesota 11/9/1993

B
Wyoming 9/21/2006

B
Mississippi 4/28/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
9128 STRADA PL, NAPLES, FL 34108
Registered with this firm since 4/12/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
9128 STRADA PL, NAPLES, FL 34108
Registered with this firm since 10/13/1987

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/08/1987 - 09/15/1987 LA SALLE ST. SECURITIES, INC. (CRD#:7191)
B
03/02/1987 - 08/26/1987 BEAR, STEARNS & CO. INC. (CRD#:79)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.