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Peggy A Bowers
PEGGY ANNE BOWERS, PEGGY ANNE CHAPMAN
CRD#: 1611326
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J.P. MORGAN SECURITIES LLCCRD#: 79 10010 WOODLANDS PKWY
THE WOODLANDS, TX 77382
THE WOODLANDS, TX 77382
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Disclosures
36
Years of Experience
View By:
State Registrations
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Alabama 1/12/2015
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Michigan 10/1/2012
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Arizona 10/1/2012
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Minnesota 10/1/2012
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Arkansas 2/17/2015
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Missouri 10/1/2012
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California 10/1/2012
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New Jersey 9/18/2019
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Colorado 10/1/2012
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New Mexico 10/1/2012
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Delaware 10/1/2012
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New York 1/9/2013
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District of Columbia 5/7/2024
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North Carolina 10/1/2012
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Florida 10/1/2012
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Ohio 10/1/2012
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Georgia 10/1/2012
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Oklahoma 6/15/2018
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Hawaii 5/25/2023
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Pennsylvania 10/27/2023
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Idaho 10/3/2017
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Tennessee 10/1/2012
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Illinois 10/1/2012
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Texas 10/1/2012
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Iowa 3/24/2015
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Texas 10/1/2012
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Kansas 10/1/2012
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Virginia 10/1/2012
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Kentucky 10/1/2012
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Washington 10/1/2012
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Louisiana 11/18/2014
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West Virginia 6/27/2019
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Massachusetts 2/11/2016
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Wisconsin 10/1/2012
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/1999 - 10/01/2012 | THE WOODLANDS, TX | |
B | 03/01/1999 - 10/01/2012 | THE WOODLANDS, TX | |
B | 02/15/1996 - 03/01/1999 | HOUSTON, TX | |
B | 03/01/1995 - 01/15/1996 | GLEN ALLEN, VA | |
B | 01/11/1993 - 02/22/1995 | MINNEAPOLIS, MN | |
B | 01/11/1993 - 02/22/1995 | MINNEAPOLIS, MN | |
B | 09/11/1989 - 01/23/1991 | IRVINE, CA | |
B | 01/21/1987 - 10/11/1989 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.