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AELEEN M LISENA
AELEEN MARIA LISENA, AELEEN MARIA PADRON, AELEEN MARIA TOLLIS
CRD#: 1610480
IA
B
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
[D3/F3/F7-RBO]
FORT LAUDERDALE, FL 33301
[D3/F3/F7-RBO]
FORT LAUDERDALE, FL 33301
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 5/23/2016
B
Missouri 12/13/2010
B
Alaska 12/13/2010
B
Montana 3/24/2016
B
Arizona 12/13/2010
B
Nebraska 12/13/2010
B
Arkansas 12/13/2010
B
Nevada 5/16/2016
B
California 12/13/2010
B
New Hampshire 12/13/2010
B
Colorado 12/13/2010
B
New Jersey 12/13/2010
B
Connecticut 12/13/2010
B
New Mexico 12/13/2010
B
Delaware 12/13/2010
B
New York 12/13/2010
B
District of Columbia 12/13/2010
B
North Carolina 12/15/2010
B
Florida 10/1/2000
B
North Dakota 7/11/2023
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Florida 10/1/2000
B
Ohio 12/14/2010
B
Georgia 12/13/2010
B
Oregon 1/14/2025
B
Idaho 1/12/2016
B
Pennsylvania 12/13/2010
B
Illinois 3/24/2016
B
Puerto Rico 8/3/2016
B
Indiana 12/13/2010
B
Rhode Island 11/20/2013
B
Iowa 11/2/2017
B
South Carolina 12/13/2010
B
Kansas 7/7/2020
B
Tennessee 12/13/2010
B
Kentucky 12/13/2010
B
Texas 12/13/2010
B
Louisiana 9/4/2013
B
Vermont 12/13/2010
B
Maine 12/13/2010
B
Virgin Islands 12/13/2010
B
Maryland 12/13/2010
B
Virginia 12/13/2010
B
Massachusetts 12/13/2010
B
Washington 3/24/2016
B
Michigan 12/13/2010
B
West Virginia 2/6/2023
B
Minnesota 12/13/2010
B
Wisconsin 12/13/2010
B
Mississippi 12/13/2010
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 10/1/2000
B
Registered with this firm since 10/1/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/18/1999 - 10/01/2000 | CHARLOTTE, NC | |
B | 08/07/1998 - 06/21/1999 | CORAL GABLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.