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Detailed Report
WELTON CORTEZ SMITH JR.
SKIP SMITH, WELTON C SMITH, WELTON CORTEZ SMITH JR
CRD#: 1610459
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 157 OLD MARKET SQUARE
EASLEY, SC 29641
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 157 OLD MARKET SQUARE
EASLEY, SC 29641
Registration History
19901995200020052010201520202025IACAPITAL INVESTMENT ADVISORY SE... (CRD# 149124)2013 - Present (12 years)BCAPITAL INVESTMENT GROUP, INC. (CRD# 14752)2004 - Present (21 years)BW.C. SMITH & COMPANY, INC. (CRD# 36865)1994 - 2003 (9 years)BCAPITAL INVESTMENT GROUP, INC. (CRD# 14752)1993 - 1994 (1 year)BMCCARLEY AND ASSOCIATES, INC. (CRD# 16128)1992 - 1993 (1 year)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1988 - 1992 (3 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1987 - 1992 (5 years)BESSEX FINANCIAL SERVICES, INC. (CRD# 19627)1988 - 1988 (<1 year)IACIC ADVISERS, LLC (CRD# 130735)2004 - 2012 (8 years)
License(s)

State Registrations

B
Arizona 6/10/2019
B
North Carolina 1/2/2004
B
California 12/12/2006
B
Pennsylvania 10/15/2024
B
Colorado 11/28/2005
B
South Carolina 1/2/2004
B
District of Columbia 4/20/2015
IA
South Carolina 1/7/2013
B
Georgia 10/11/2004
B
Texas 12/12/2006
B
Kentucky 1/8/2010
B
Utah 9/28/2011
B
Maryland 11/2/2012
B
Virginia 12/12/2006
B
New York 2/1/2012

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
157 OLD MARKET SQUARE, EASLEY, SC 29641
Registered with this firm since 1/7/2013
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
157 OLD MARKET SQUARE, EASLEY, SC 29641
Registered with this firm since 1/2/2004
Previous Registration(s)
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IA
 07/28/2004 - 12/31/2012 CIC ADVISERS, LLC (CRD#:130735) GREENVILLE, SC
B
 10/12/1994 - 12/31/2003 W.C. SMITH & COMPANY, INC. (CRD#:36865) GREENVILLE, SC
B
 08/06/1993 - 10/17/1994 CAPITAL INVESTMENT GROUP, INC. (CRD#:14752) RALEIGH, NC
B
 04/23/1992 - 08/09/1993 MCCARLEY AND ASSOCIATES, INC. (CRD#:16128) GREENVILLE, SC
B
 06/02/1988 - 04/01/1992 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431)
B
 02/24/1987 - 04/01/1992 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
 03/07/1988 - 06/09/1988 ESSEX FINANCIAL SERVICES, INC. (CRD#:19627)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.