Individual Firm
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ROBERT WALLACE STAUDER
CRD#: 1609048
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 3000 Atrium Way
Atrium II, Suite 200
Mt. Laurel, NJ 08054
Atrium II, Suite 200
Mt. Laurel, NJ 08054
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12/1/2016
Customer Dispute
Denied
State Registrations
B
Delaware 1/9/2020
B
New York 9/1/2015
B
Maryland 3/27/2018
B
Pennsylvania 9/1/2015
B
New Jersey 9/1/2015
B
South Carolina 4/3/2019
IA
New Jersey 10/23/2015
B
Virginia 6/12/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/23/2015
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Registered with this firm since 9/1/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/06/2010 - 08/14/2015 | PRINCETON, NJ | |
IA | 07/27/2007 - 11/13/2009 | CHERRY HILL, NJ | |
B | 01/30/2007 - 11/13/2009 | CHERRY HILL, NJ | |
IA | 04/17/2006 - 01/04/2007 | JENKINTOWN, PA | |
B | 04/17/2006 - 01/04/2007 | JENKINTOWN, PA | |
IA | 03/03/2004 - 01/05/2006 | NORTHFIELD, NJ | |
B | 03/03/2004 - 01/05/2006 | NORTHFIELD, NJ | |
IA | 01/09/2004 - 02/25/2004 | CHERRY HILL, NJ | |
B | 01/09/2004 - 02/25/2004 | ST. LOUIS, MO | |
IA | 07/30/2002 - 07/18/2003 | MANASQUAN, NJ | |
B | 06/23/2000 - 07/18/2003 | NEW YORK, NY | |
B | 01/12/1998 - 04/25/2000 | WEEHAWKEN, NJ | |
B | 07/13/1994 - 01/21/1998 | SMITHFIELD, RI | |
B | 10/20/1988 - 05/02/1994 | NEW YORK, NY | |
B | 10/20/1988 - 05/02/1994 | NEW YORK, NY | |
B | 10/08/1987 - 11/02/1988 | ||
B | 05/15/1987 - 07/30/1987 |
NEW YORK, NY
10/20/1988 - 05/02/1994
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.