Individual Firm
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VICTORIA LORRAINE BLANCO
VICKY L BLANCO, VICTORIA GALEWSKI
CRD#: 1608489
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 400 Spectrum Center Drive
Suite 200
Irvine, CA 92618
Suite 200
Irvine, CA 92618
0
Disclosures
28
Years of Experience
View By:
State Registrations
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Arizona 4/27/2023
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Montana 10/26/2023
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California 4/27/2023
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Nevada 4/27/2023
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California 4/28/2023
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Ohio 10/26/2023
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Colorado 4/27/2023
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Rhode Island 4/27/2023
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Florida 5/1/2023
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South Carolina 10/26/2023
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Kansas 5/1/2023
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Virginia 4/27/2023
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Massachusetts 4/27/2023
SRO Registrations
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IA
Registered with this firm since 4/28/2023
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Registered with this firm since 4/27/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/28/2019 - 05/18/2023 | Newport Beach, CA | |
B | 01/25/2019 - 05/18/2023 | NEWPORT BEACH, CA | |
IA | 05/26/1999 - 02/05/2019 | NEWPORT BEACH, CA | |
B | 02/05/1997 - 02/05/2019 | NEWPORT BEACH, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.