Individual Firm
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GUY JUDE LANDOLFI
CRD#: 1608360
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 224 Union AVENUE
ALTOONA, PA 16602
ALTOONA, PA 16602
CETERA ADVISOR NETWORKS LLCCRD#: 13572 224 UNION AVENUE
ALTOONA, PA 16602
ALTOONA, PA 16602
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11/3/2009
Employment Separation After Allegations
State Registrations
B
California 1/9/2018
B
Ohio 11/1/2017
B
Florida 11/15/2017
B
Pennsylvania 11/1/2017
B
Georgia 12/1/2023
IA
Pennsylvania 6/29/2023
B
Maryland 11/1/2017
B
Virginia 11/1/2017
B
New Jersey 11/1/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 11/1/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/07/2017 - 06/29/2023 | SAN DIEGO, CA | |
B | 11/24/2009 - 11/30/2017 | SAN DIEGO, CA | |
IA | 12/02/2009 - 11/01/2017 | SAN DIEGO, CA | |
IA | 11/12/1998 - 11/03/2009 | ALTOONA, PA | |
B | 06/07/1990 - 11/03/2009 | ALTOONA, PA | |
B | 01/21/1987 - 11/01/1989 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.