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Detailed Report
Denise Lee Halverson
CRD#: 1607301
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2101 W Wisconsin St Suite C
SPARTA, WI 54656
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - Present (26 years)
License(s)

State Registrations

B
Alaska 10/13/2021
B
Michigan 1/10/2023
B
California 7/26/2004
B
Minnesota 9/30/1999
B
Colorado 1/16/2007
B
New York 11/18/2003
B
Connecticut 3/8/2021
B
North Carolina 2/6/2017
B
Florida 11/22/2004
B
Texas 10/30/2007
B
Georgia 5/26/2011
IA
Texas 12/20/2018
B
Illinois 9/17/2019
B
Wisconsin 11/20/1998
B
Iowa 1/10/2002
IA
Wisconsin 11/20/1998
B
Kentucky 8/16/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2101 W Wisconsin St Suite C, SPARTA, WI 54656
Registered with this firm since 11/20/1998
B
EDWARD JONES (CRD#:250)
2101 W Wisconsin St Suite C, SPARTA, WI 54656
Registered with this firm since 11/18/1998
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.