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LEONARD CHARLES SMITH
LEN SMITH
CRD#: 1606857
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Investment Adviser
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Broker
LEGACY INVESTMENT STRATEGIES, LLCCRD#: 117423 440 E Huntington Blvd
Arcadia, CA 91006
LPL FINANCIAL LLCCRD#: 6413 440 E HUNTINGTON DR STE 334
ARCADIA, CA 91006
Registration History
199019952000200520102015202020253 FIRMS2024 - Present (<1 year)BCROWN CAPITAL SECURITIES, L.P. (CRD# 6312)1999 - 2024 (24 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1999 - 1999 (<1 year)BTITAN/VALUE EQUITIES GROUP, INC. (CRD# 6359)1986 - 1999 (12 years)IACROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2015 - 2024 (9 years)
License(s)

State Registrations

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California 5/1/2024

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Nevada 12/4/2024

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California 5/1/2024

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Oregon 5/1/2024

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Idaho 9/16/2024

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South Dakota 12/4/2024

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Indiana 7/17/2024

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Tennessee 9/12/2024

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Michigan 9/10/2024

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Washington 5/1/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LEGACY INVESTMENT STRATEGIES, LLC (CRD#:117423)
440 E Huntington Blvd, Arcadia, CA 91006
Registered with this firm since 5/28/2024

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LPL FINANCIAL LLC (CRD#:6413)
440 E HUNTINGTON DR STE 334, ARCADIA, CA 91006
Registered with this firm since 5/1/2024

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LPL FINANCIAL LLC (CRD#:6413)
440 E HUNTINGTON DR STE 334, ARCADIA, CA 91006
Registered with this firm since 5/1/2024

Previous Registration(s)
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03/16/2015 - 05/01/2024 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) ARCADIA, CA
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08/24/1999 - 05/01/2024 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) ARCADIA, CA
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03/31/1999 - 08/20/1999 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
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12/26/1986 - 03/31/1999 TITAN/VALUE EQUITIES GROUP, INC. (CRD#:6359) IRVINE, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.