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John Robert Sturgis
CRD#: 1606766
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Investment Adviser
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Previous Broker
HUB INVESTMENT PARTNERS, LLCCRD#: 307956 6565 AMERICAS PKWY NE
Albuquerque, NM 87110
Registration History
199019952000200520102015202020252 FIRMS2000 - 2003 (2 years)2 FIRMS2003 - 2003 (<1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2018 (4 years)3 FIRMS2019 - 2020 (1 year)IAHUB INVESTMENT PARTNERS, LLC (CRD# 307956)2022 - Present (3 years)BIFMG SECURITIES, INC. (CRD# 14416)2003 - 2004 (<1 year)BBISYS BROKERAGE SERVICES, INC. (CRD# 23302)1999 - 2000 (<1 year)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)1999 - 1999 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)1998 - 1999 (<1 year)BDUERR FINANCIAL CORPORATION (CRD# 18558)1995 - 1998 (3 years)BUB INVESTMENT SERVICES, INC. (CRD# 14455)1994 - 1995 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1994 - 1994 (<1 year)BCOLONIAL INVESTMENT SERVICES (CRD# 25929)1993 - 1994 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1992 - 1992 (<1 year)BGNA SECURITIES, INC. (CRD# 10465)1990 - 1992 (1 year)BPACIFIC FIRST SECURITIES, LTD. (CRD# 18021)1990 - 1990 (<1 year)BINTEGRATED RESOURCES INVESTMEN... (CRD# 14338)1989 - 1990 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1989 (1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1987 - 1988 (<1 year)BWADDELL & REED, INC. (CRD# 866)1987 - 1987 (<1 year)IATCG ADVISORS (CRD# 307956)2021 - 2021 (<1 year)IAIFMG SECURITIES, INC. (CRD# 14416)2004 - 2004 (<1 year)
Disclosure(s)
View By:
9/28/2009
Customer Dispute
Settled
2/11/2009
Customer Dispute
Settled
License(s)

State Registrations

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California 8/17/2023

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New York 10/5/2024

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Colorado 10/4/2024

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South Dakota 3/1/2024

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Florida 6/13/2024

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Texas 8/17/2023

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New Mexico 1/5/2022

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Washington 3/19/2024

Current Registration(s)
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HUB INVESTMENT PARTNERS, LLC (CRD#:307956)
6565 AMERICAS PKWY NE, Albuquerque, NM 87110
Registered with this firm since 1/5/2022

Previous Registration(s)
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01/15/2021 - 12/31/2021 TCG ADVISORS (CRD#:307956) Albuquerque, NM
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01/09/2019 - 09/15/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Albuquerque, NM
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01/09/2019 - 09/15/2020 TD AMERITRADE, INC. (CRD#:7870) ALBUQUERQUE, NM
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01/08/2019 - 09/15/2020 TD AMERITRADE, INC. (CRD#:7870) ALBUQUERQUE, NM
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04/10/2014 - 12/07/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) STOCKTON, CA
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04/09/2014 - 12/07/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) STOCKTON, CA
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03/16/2010 - 03/11/2014 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) MODESTO, CA
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03/12/2010 - 03/11/2014 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) MODESTO, CA
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07/22/2009 - 03/05/2010 LPL FINANCIAL CORPORATION (CRD#:6413) EL SEGUNDO, CA
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07/22/2009 - 03/05/2010 LPL FINANCIAL CORPORATION (CRD#:6413) EL SEGUNDO, CA
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05/15/2008 - 06/09/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
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05/14/2008 - 06/09/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
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08/31/2007 - 05/06/2008 LPL FINANCIAL CORPORATION (CRD#:6413) CITRUS HEIGHTS, CA
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08/30/2007 - 05/06/2008 LPL FINANCIAL CORPORATION (CRD#:6413) CITRUS HEIGHTS, CA
IA
05/03/2006 - 11/06/2007 XCU CAPITAL CORPORATION, INC. (CRD#:19899) CITRUS HEIGHTS, CA
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05/03/2006 - 11/06/2007 XCU CAPITAL CORPORATION, INC. (CRD#:19899) CITRUS HEIGHTS, CA
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11/16/2005 - 05/05/2006 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) CITRUS HEIGHTS, CA
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03/15/2005 - 05/05/2006 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) CITRUS HEIGHTS, CA
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10/08/2004 - 02/22/2005 XCU CAPITAL CORPORATION, INC. (CRD#:19899) SACRAMENTO, CA
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10/08/2004 - 02/22/2005 XCU CAPITAL CORPORATION, INC. (CRD#:19899) RALEIGH, NC
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01/28/2004 - 10/07/2004 IFMG SECURITIES, INC. (CRD#:14416) SACRAMENTO, CA
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12/10/2003 - 10/07/2004 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
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03/14/2003 - 12/08/2003 UBOC INVESTMENT SERVICES, INC. (CRD#:14455) SACRAMENTO, CA
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03/14/2003 - 12/08/2003 UBOC INVESTMENT SERVICES, INC. (CRD#:14455) GLENDALE, CA
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06/29/2000 - 03/06/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) LOS ANGELES, CA
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05/30/2000 - 03/06/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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12/20/1999 - 06/06/2000 BISYS BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
B
02/01/1999 - 12/16/1999 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
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11/13/1998 - 03/19/1999 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
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01/30/1995 - 11/09/1998 DUERR FINANCIAL CORPORATION (CRD#:18558) CHINO HILLS, CA
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09/28/1994 - 01/19/1995 UB INVESTMENT SERVICES, INC. (CRD#:14455) GLENDALE, CA
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03/07/1994 - 04/13/1994 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
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06/18/1993 - 03/08/1994 COLONIAL INVESTMENT SERVICES (CRD#:25929)
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05/30/1992 - 08/14/1992 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
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12/10/1990 - 06/30/1992 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
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01/02/1990 - 11/01/1990 PACIFIC FIRST SECURITIES, LTD. (CRD#:18021)
B
07/19/1989 - 01/10/1990 INTEGRATED RESOURCES INVESTMENT CENTERS, INC. (CRD#:14338) NEW YORK, NY
B
04/27/1988 - 04/06/1989 PAINEWEBBER INCORPORATED (CRD#:8174)
B
09/01/1987 - 05/04/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
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01/21/1987 - 09/11/1987 WADDELL & REED, INC. (CRD#:866)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.