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ALBERT JOSEPH GUIDA JR
CRD#: 1606754
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2625 WIGWAM PARKWAY
SUITE 100
HENDERSON, NV 89074
SUITE 100
HENDERSON, NV 89074
0
Disclosures
38
Years of Experience
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State Registrations
B
Arizona 11/2/2018
B
Montana 11/2/2018
B
California 11/2/2018
B
Nevada 11/2/2018
B
Colorado 9/20/2019
IA
Nevada 11/2/2018
B
Florida 11/2/2018
B
Tennessee 3/22/2023
IA
Florida 6/9/2023
B
Texas 11/2/2018
B
Georgia 1/4/2022
B
Utah 2/7/2022
B
Indiana 1/2/2025
B
Virginia 11/2/2018
B
Massachusetts 1/4/2022
B
Washington 2/8/2022
B
Michigan 1/10/2019
SRO Registrations
B
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IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | HENDERSON, NV | |
B | 05/13/2016 - 11/02/2018 | HENDERSON, NV | |
IA | 09/04/2009 - 05/13/2016 | HENDERSON, NV | |
B | 09/04/2009 - 05/13/2016 | HENDERSON, NV | |
IA | 11/25/1997 - 09/04/2009 | HENDERSON, NV | |
B | 12/26/1986 - 09/04/2009 | HENDERSON, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.