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William Charles Schumann
CRD#: 1604894
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 214 W WILLOW AVE
WHEATON, IL 60187
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 214 W WILLOW AVE
WHEATON, IL 60187
Registration History
199019952000200520102015202020252 FIRMS2023 - Present (1 year)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2009 - 2023 (14 years)BWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2002 - 2009 (6 years)BDREHER & ASSOCIATES, INC. (CRD# 8665)1989 - 2002 (13 years)BFSC SECURITIES CORPORATION (CRD# 7461)1987 - 1989 (1 year)BGARY-WHEATON STOCK BROKERAGE, INC. (CRD# 17080)1987 - 1987 (<1 year)IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - 2023 (2 years)IAH. BECK, INC. (CRD# 1763)2015 - 2021 (6 years)
Disclosure(s)
View By:
1/5/2024
Customer Dispute
Settled
12/7/2022
Customer Dispute
Denied
2/8/2019
Customer Dispute
Settled
12/23/2016
Customer Dispute
Settled
5/9/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/26/2024

B
Nebraska 12/21/2023

B
Arizona 2/29/2024

B
Nevada 1/25/2024

B
Arkansas 2/2/2024

B
New Hampshire 2/16/2024

B
California 12/18/2023

B
New Jersey 1/29/2024

B
Colorado 2/22/2024

B
New Mexico 1/25/2024

B
District of Columbia 2/21/2024

B
North Carolina 2/14/2024

B
Florida 3/28/2024

B
North Dakota 2/22/2024

IA
Florida 5/18/2024

B
Ohio 12/18/2023

B
Georgia 12/19/2023

B
Oklahoma 1/30/2024

B
Idaho 1/21/2025

B
Pennsylvania 1/30/2024

B
Illinois 1/25/2024

B
South Carolina 2/22/2024

IA
Illinois 1/25/2024

B
Tennessee 2/7/2024

B
Indiana 2/22/2024

IA
Texas 12/16/2023

B
Iowa 12/18/2023

B
Texas 12/19/2023

B
Kansas 1/25/2024

B
Utah 2/7/2024

B
Kentucky 1/30/2024

B
Vermont 1/26/2024

B
Maine 3/13/2024

B
Virginia 1/27/2024

B
Michigan 1/25/2024

B
Washington 1/26/2024

B
Minnesota 1/26/2024

B
Wisconsin 2/8/2024

B
Montana 1/9/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
214 W WILLOW AVE, WHEATON, IL 60187
CAPE CORAL, FL
Registered with this firm since 12/16/2023

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
214 W WILLOW AVE, WHEATON, IL 60187
CAPE CORAL, FL
Registered with this firm since 12/18/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2021 - 12/19/2023 GROVE POINT ADVISORS, LLC (CRD#:313171) Wheaton, IL
B
09/02/2009 - 12/19/2023 GROVE POINT INVESTMENTS, LLC (CRD#:1763) WHEATON, IL
IA
01/26/2015 - 04/01/2021 H. BECK, INC. (CRD#:1763) WHEATON, IL
B
10/28/2002 - 09/02/2009 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) WHEATON, IL
B
01/03/1989 - 10/28/2002 DREHER & ASSOCIATES, INC. (CRD#:8665) OAKBROOK TERRACE, IL
B
05/20/1987 - 01/11/1989 FSC SECURITIES CORPORATION (CRD#:7461)
B
01/07/1987 - 08/04/1987 GARY-WHEATON STOCK BROKERAGE, INC. (CRD#:17080)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.