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ROBERT JEFFREY CLAWSON
JEFF CLAWSON, ROBERT CLAWSON
CRD#: 1602864
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 2 POST OAK CENTRAL
1980 POST OAK BLVD, SUITE 1630 & 1525
HOUSTON, TX 77056-3859
Registration History
19901995200020052010201520202025IARBC CAPITAL MARKETS, LLC (CRD# 31194)2002 - Present (22 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)1998 - Present (26 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1998 - 1998 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1990 - 1998 (8 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1987 - 1990 (2 years)
Disclosure(s)
View By:
8/2/1993
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/2/1998

B
Louisiana 3/2/1998

B
Arkansas 3/2/1998

B
Massachusetts 2/17/2016

B
California 3/2/1998

B
Michigan 8/7/2013

B
Colorado 1/17/2019

B
Minnesota 4/12/2012

B
Connecticut 10/3/2006

B
Missouri 4/4/2017

B
Delaware 2/19/2010

B
New Mexico 3/2/1998

B
Florida 3/2/1998

B
Oklahoma 3/2/1998

B
Georgia 5/6/2022

B
Pennsylvania 3/2/1998

B
Illinois 2/8/2010

B
Texas 3/2/1998

B
Kansas 3/2/1998

IA
Texas 3/18/2010

B
Kentucky 11/2/2001

B
Virginia 3/14/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
MONTGOMERY, TX
Registered with this firm since 6/11/2002

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
MONTGOMERY, TX
Registered with this firm since 3/2/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/02/1998 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
01/08/1990 - 01/02/1998 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
03/24/1987 - 01/13/1990 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.