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LISA MARIE ISAACS
LISA M. ISAACS, LISA I. NUGENT, LISA ISAACS NUGENT, LISA NUGENT
CRD#: 1602640
IA
B
MORGAN STANLEYCRD#: 149777 250 Park Avenue South
Suite 500
Winter Park, FL 32789
Suite 500
Winter Park, FL 32789
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Alabama 4/23/2024
B
Montana 9/25/2024
B
Arizona 11/8/2013
B
New York 2/20/2024
B
California 10/13/2023
B
North Carolina 11/8/2013
B
Colorado 4/23/2024
B
Ohio 4/11/2018
B
Florida 11/8/2013
B
Pennsylvania 4/23/2024
IA
Florida 11/13/2013
B
Tennessee 11/12/2015
B
Georgia 11/8/2013
B
Virginia 4/23/2024
B
Hawaii 11/8/2013
B
Washington 4/23/2024
B
Maryland 4/24/2024
B
West Virginia 4/28/2022
B
Mississippi 8/29/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/13/2013
B
Registered with this firm since 11/8/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/10/1991 - 11/11/2013 | WINTER PARK, FL | |
B | 01/04/1991 - 11/11/2013 | WINTER PARK, FL | |
B | 06/22/1988 - 08/09/1990 | NEW YORK, NY |
WINTER PARK, FL
01/10/1991 - 11/11/2013
WINTER PARK, FL
01/04/1991 - 11/11/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.