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LAURIE B PARKER
LAURIE ANN BAIN, W SKOSKY, LAURIE ANN VANDERKELEN, LAURIE ANN WASKOSKY
CRD#: 1601763
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
199019952000200520102015202020252 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - Present (16 years)BSMITH BARNEY INC. (CRD# 7059)1987 - 1994 (7 years)
License(s)

State Registrations

B
Alabama 12/6/2018

B
New York 1/5/2023

B
California 12/6/2018

B
Ohio 2/12/2024

B
Colorado 1/2/2024

B
Pennsylvania 2/2/2024

B
Connecticut 1/5/2023

B
Virginia 12/6/2018

B
Florida 7/3/2008

B
Wisconsin 1/5/2023

IA
Florida 7/8/2008

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 7/8/2008

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 7/3/2008

Previous Registration(s)
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IA
09/28/2005 - 07/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TAMPA, FL
B
08/04/2005 - 07/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TAMPA, FL
B
08/18/1987 - 08/11/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.