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WILLIAM ALAN MERTINS
BILL MERTINS, WILLIAM MERTINS
CRD#: 1600232
IA
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OSAIC WEALTH, INC.CRD#: 23131 11 A WEST GARDEN STREET
PENSACOLA, FL 32502
PENSACOLA, FL 32502
View By:
2/13/2020
Financial
Final
State Registrations
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Alabama 1/19/2024
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Florida 1/19/2024
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Arizona 1/19/2024
B
Louisiana 1/19/2024
B
California 1/19/2024
B
North Carolina 1/19/2024
B
District of Columbia 1/19/2024
B
Tennessee 1/19/2024
B
Florida 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/27/2019 - 01/19/2024 | PENSACOLA, FL | |
B | 08/26/2019 - 01/19/2024 | PENSACOLA, FL | |
IA | 08/16/2016 - 08/26/2019 | PENSACOLA, FL | |
B | 08/08/2016 - 08/26/2019 | PENSACOLA, FL | |
IA | 04/10/1997 - 08/08/2016 | PENSACOLA, FL | |
B | 04/01/1997 - 08/08/2016 | PENSACOLA, FL | |
B | 01/03/1995 - 04/08/1997 | BOSTON, MA | |
B | 05/24/1993 - 12/30/1994 | FORT MILL, SC | |
B | 01/06/1992 - 06/09/1993 | WINDSOR, CT | |
B | 02/20/1987 - 01/16/1992 | NEW YORK, NY | |
B | 02/20/1987 - 01/16/1992 | NEW YORK, NY |
NEW YORK, NY
02/20/1987 - 01/16/1992
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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