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ALISA M HARRIS
ALISA MINDY ROTTER, ALISA MINDY RUDICH
CRD#: 1597988
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
[RBO]
FORT LAUDERDALE, FL 33301
Registration History
19952000200520102015202020252 FIRMS2000 - 2002 (1 year)IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2004 - Present (20 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2002 - 2004 (1 year)BADVEST, INC. (CRD# 10)1993 - 2000 (7 years)
License(s)

State Registrations

B
Alabama 8/3/2009

B
Missouri 2/25/2014

B
Alaska 10/26/2011

B
Montana 6/8/2009

B
Arizona 10/26/2011

B
Nevada 7/11/2014

B
Arkansas 10/26/2011

B
New Hampshire 12/1/2015

B
California 6/8/2009

B
New Jersey 8/3/2009

B
Colorado 3/27/2009

B
New Mexico 2/1/2010

B
Connecticut 6/22/2009

B
New York 6/8/2009

B
Delaware 8/3/2009

B
North Carolina 6/8/2009

B
District of Columbia 7/11/2014

B
Ohio 8/4/2009

B
Florida 4/14/2004

B
Oklahoma 9/18/2023

IA
Florida 6/12/2009

B
Oregon 2/2/2016

B
Georgia 6/8/2009

B
Pennsylvania 6/22/2009

B
Hawaii 9/18/2020

B
Puerto Rico 8/3/2009

B
Illinois 11/11/2009

B
Rhode Island 7/11/2014

B
Indiana 10/26/2011

B
South Carolina 7/29/2009

B
Iowa 11/1/2017

B
South Dakota 11/11/2009

B
Kansas 10/26/2011

B
Tennessee 5/30/2017

B
Kentucky 9/11/2009

B
Texas 6/8/2009

B
Louisiana 7/23/2014

B
Utah 7/11/2014

B
Maine 6/8/2009

B
Vermont 6/3/2013

B
Maryland 3/27/2009

B
Virginia 6/8/2009

B
Massachusetts 6/8/2009

B
Washington 10/26/2011

B
Michigan 4/12/2011

B
West Virginia 3/8/2011

B
Minnesota 7/11/2014

B
Wisconsin 10/26/2011

B
Mississippi 9/16/2019

B
Wyoming 12/21/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL [RBO], FORT LAUDERDALE, FL 33301
Registered with this firm since 6/12/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL [RBO], FORT LAUDERDALE, FL 33301
Registered with this firm since 4/14/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/03/2002 - 03/11/2004 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
IA
10/20/2000 - 06/14/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) AVENTURA, FL
B
10/20/2000 - 06/14/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/31/1993 - 10/20/2000 ADVEST, INC. (CRD#:10) HARTFORD, CT
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.