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CATHY HODGES TURBERVILLE
CATHY LORRAINE HODGES
CRD#: 1597874
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2012 - Present (13 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2007 (10 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)
License(s)

State Registrations

B
Arkansas 5/3/2019

B
South Carolina 5/3/2019

B
Georgia 1/12/2012

IA
South Carolina 5/6/2019

IA
Georgia 1/12/2012

B
Utah 5/3/2019

B
Massachusetts 5/3/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
TYBEE ISLAND, GA
Registered with this firm since 1/12/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
TYBEE ISLAND, GA
Registered with this firm since 1/12/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/27/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAVANNAH, GA
B
06/01/2009 - 04/27/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAVANNAH, GA
IA
03/12/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAVANNAH, GA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAVANNAH, GA
B
02/03/1997 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SAVANNAH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.