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DEBRA ANN MARTIN
CRD#: 1595494
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
FORT LAUDERDALE, FL 33301
0
Disclosures
36
Years of Experience
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State Registrations
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Alabama 11/16/2009
B
Missouri 10/24/2007
B
Arizona 6/16/2017
B
Nevada 4/20/2023
B
Arkansas 5/8/2024
B
New Hampshire 6/3/2024
B
California 10/24/2007
B
New Jersey 10/24/2007
B
Colorado 5/8/2024
B
New Mexico 5/8/2024
B
Connecticut 4/28/2010
B
New York 10/24/2007
B
Delaware 2/3/2020
B
North Carolina 10/25/2007
B
District of Columbia 10/14/2019
B
Ohio 11/17/2009
B
Florida 6/15/1990
B
Oklahoma 5/8/2024
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Florida 6/15/1990
B
Oregon 5/8/2024
B
Georgia 7/22/2005
B
Pennsylvania 10/24/2007
B
Hawaii 6/3/2024
B
Rhode Island 10/29/2013
B
Idaho 7/5/2017
B
South Carolina 8/16/2017
B
Illinois 10/24/2007
B
Tennessee 2/16/2023
B
Indiana 5/8/2024
B
Texas 10/24/2007
B
Kansas 3/24/2020
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Texas 10/26/2007
B
Kentucky 1/15/2013
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Utah 2/28/2022
B
Maine 3/21/2024
B
Vermont 6/3/2024
B
Maryland 10/24/2007
B
Virginia 10/24/2007
B
Massachusetts 10/24/2007
B
Washington 11/16/2009
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Michigan 10/24/2007
B
West Virginia 5/8/2024
B
Minnesota 5/8/2024
B
Wisconsin 6/26/2020
B
Mississippi 9/8/2021
B
Wyoming 5/8/2024
SRO Registrations
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Registered with this firm since 6/15/1990
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Registered with this firm since 6/15/1990
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/23/1988 - 06/21/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.