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Detailed Report
PAUL ANDREW HARRIS
CRD#: 1595344
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 385 S. ETON STREET
BIRMINGHAM, MI 48009
Registration History
19901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2011 - Present (13 years)BOPPENHEIMER & CO. INC. (CRD# 249)2008 - Present (16 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2007 (1 year)BOPPENHEIMER & CO. INC. (CRD# 249)1999 - 2005 (6 years)BFIRST OF MICHIGAN CORPORATION (CRD# 311)1994 - 1999 (4 years)BINDEPENDENCE ONE BROKERAGE SER... (CRD# 17529)1989 - 1994 (4 years)BTHE OHIO COMPANY (CRD# 628)1987 - 1989 (2 years)
License(s)

State Registrations

B
Alabama 12/22/2023
B
Missouri 10/7/2022
B
Arizona 9/29/2023
B
Nevada 10/7/2022
B
California 1/20/2010
B
New Hampshire 10/7/2022
B
Colorado 10/7/2022
B
New York 1/3/2011
B
Delaware 10/7/2022
B
Ohio 2/4/2009
B
District of Columbia 5/11/2010
B
Pennsylvania 10/7/2022
B
Florida 10/7/2022
B
South Carolina 10/7/2022
B
Georgia 3/24/2011
B
Tennessee 10/7/2022
B
Illinois 10/7/2022
B
Texas 5/17/2017
B
Maine 10/7/2022
IA
Texas 5/17/2017
B
Michigan 5/9/2008
B
Virginia 10/7/2022
IA
Michigan 10/18/2011
B
Wisconsin 10/7/2022
B
Mississippi 8/29/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
385 S. ETON STREET, BIRMINGHAM, MI 48009
HUNTINGTON WOODS, MI
Registered with this firm since 10/18/2011
B
OPPENHEIMER & CO. INC. (CRD#:249)
385 S. ETON STREET, BIRMINGHAM, MI 48009
HUNTINGTON WOODS, MI
Registered with this firm since 5/9/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/09/2005 - 03/19/2007 NATCITY INVESTMENTS, INC. (CRD#:17490) DETROIT, MI
B
 01/01/1999 - 08/22/2005 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
 10/13/1994 - 01/01/1999 FIRST OF MICHIGAN CORPORATION (CRD#:311) DETROIT, MI
B
 11/07/1989 - 09/09/1994 INDEPENDENCE ONE BROKERAGE SERVICES, INC. (CRD#:17529) FARMINGTON HILLS, MI
B
 05/21/1987 - 11/11/1989 THE OHIO COMPANY (CRD#:628) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.