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CLAIMANT ALLEGED UNSUITABLE INVESTMENTS AND BREACH OF FIDUCIARY DUTY IN CONNECTION WITH INVESTMENT ACTIVITY DURING THE PERIOD AUGUST 1999 TO AUGUST 2001.
Damage Amount Requested
$500,000.00
Damages Granted
$9,626.79
Broker Comment
MR. MALYSIAK DENIES THAT ANY DUTIES OWED CLAIMANT WERE BREACHED AND FURTHER DENIES ALL ALLEGATIONS, EXPRESSLY AND IMPLIEDLY, THAT HE ACTED INAPPROPRIATELY. MR. MALYSIAK WILL SEEK DISMISSAL OF THIS CLAIM.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.