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JONATHAN PITTS CARROLL SR
JONATHAN PITTS CARROLL
CRD#: 1594175
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Investment Adviser
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Previous Broker
CARROLL & COMPANY CAPITAL MANAGEMENTCRD#: 135185 801 TRAVIS, SUITE 2100 C
HOUSTON, TX 77002
Registration History
19901995200020052010201520202025IACARROLL & COMPANY CAPITAL MANA... (CRD# 135185)2023 - Present (1 year)BMANUFACTURERS HANOVER SECURITI... (CRD# 14434)1987 - 1987 (<1 year)
Disclosure(s)
View By:
2/7/2003
Regulatory
Final
License(s)

State Registrations

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California 12/19/2023

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Texas 1/29/2024

Current Registration(s)
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CARROLL & COMPANY CAPITAL MANAGEMENT (CRD#:135185)
801 TRAVIS, SUITE 2100 C, HOUSTON, TX 77002
Registered with this firm since 12/19/2023

Previous Registration(s)
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03/19/1987 - 07/27/1987 MANUFACTURERS HANOVER SECURITIES CORPORATION (CRD#:14434)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.