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MICHAEL ALAN KRAMER
MIKE KRAMER
CRD#: 1593229
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 131 E HIGH ST
LAWRENCEBURG, IN 47025
CETERA ADVISOR NETWORKS LLCCRD#: 13572 131 E HIGH ST
LAWRENCEBURG, IN 47025
Registration History
199019952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2013 (9 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BWS GRIFFITH SECURITIES, INC. (CRD# 10410)1993 - 2003 (9 years)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)1987 - 1993 (6 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IAWS GRIFFITH SECURITIES, INC. (CRD# 10410)2001 - 2004 (2 years)
License(s)

State Registrations

B
Illinois 9/3/2013

B
Kentucky 9/3/2013

B
Indiana 9/3/2013

B
Ohio 9/3/2013

IA
Indiana 6/29/2023

B
Wisconsin 9/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
131 E HIGH ST, LAWRENCEBURG, IN 47025
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
131 E HIGH ST, LAWRENCEBURG, IN 47025
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
06/01/2004 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) LAWRENCEBURG, IN
B
06/01/2004 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) LAWRENCEBURG, IN
IA
03/07/2003 - 06/11/2004 MAIN STREET MANAGEMENT COMPANY (CRD#:547) LAWRENCEBURG, IN
B
02/14/2003 - 06/11/2004 MAIN STREET MANAGEMENT COMPANY (CRD#:547) BOSTON, MA
IA
10/29/2001 - 03/31/2004 WS GRIFFITH SECURITIES, INC. (CRD#:10410) LAWRENCEBURG, IN
B
06/07/1993 - 02/25/2003 WS GRIFFITH SECURITIES, INC. (CRD#:10410) HARTFORD, CT
B
03/09/1987 - 06/07/1993 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.