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Linda K Mauzy
LINDA HOSKINS, LINDA KAY MAUZY
CRD#: 1590743
IA
B
GC WEALTH MANAGEMENT RIA, LLCCRD#: 327269 500 108th Avenue NE
Suite 1100
Bellevue, WA 98004
Suite 1100
Bellevue, WA 98004
0
Disclosures
7
Years of Experience
View By:
State Registrations
IA
Washington 1/19/2024
IA
Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/14/2020 - 02/07/2024 | Bellevue, WA | |
B | 09/29/2023 - 02/06/2024 | Bellevue, WA | |
B | 09/09/2021 - 09/29/2023 | Bellevue, WA | |
B | 03/20/1997 - 03/23/1999 | NEW YORK, NY | |
B | 12/07/1987 - 08/11/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.