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David James Dinter
CRD#: 1589278
IA
B
EDWARD JONESCRD#: 250 4231 GROVE AVENUE
GURNEE, IL 60031
GURNEE, IL 60031
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12/3/2004
Customer Dispute
Settled
1/21/1999
Customer Dispute
Closed-No Action
State Registrations
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Arizona 5/3/1999
B
Minnesota 7/27/2023
B
California 11/6/2006
B
Nevada 9/15/2021
B
Colorado 9/18/2018
B
New Jersey 9/26/2014
B
Connecticut 12/20/2023
B
South Carolina 8/29/2023
B
Delaware 5/15/2024
B
South Dakota 7/7/2023
B
Florida 7/20/2005
B
Texas 4/8/2010
B
Illinois 4/1/1999
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Texas 8/27/2014
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Illinois 1/18/2007
B
Washington 3/17/2006
B
Indiana 8/27/2018
B
Wisconsin 5/4/1999
B
Michigan 1/21/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 1/18/2007
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Registered with this firm since 3/29/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/20/1995 - 05/03/1999 | LONG ISLAND CITY, NY | |
B | 01/04/1994 - 02/07/1995 | LOS ANGELES, CA | |
B | 12/14/1993 - 12/02/1994 | ROSEMONT, IL | |
B | 09/29/1992 - 03/08/1993 | MADISON, WI | |
B | 10/17/1988 - 09/20/1990 | NEW YORK, NY | |
B | 11/20/1987 - 08/24/1988 | ||
B | 12/26/1986 - 07/06/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.