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HENRY JERRY MILLIAN JR
CRD#: 1588773
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 NORTH WACKER DRIVE
32ND & 33RD
CHICAGO, IL 60606
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 2008 (21 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2008 (13 years)
Disclosure(s)
View By:
12/16/2008
Customer Dispute
Denied
11/25/2008
Customer Dispute
Denied
11/22/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/13/2009

B
Michigan 4/22/2010

B
Arkansas 11/12/2008

B
Minnesota 10/21/2024

B
California 11/12/2008

B
Nevada 1/30/2013

B
Colorado 11/12/2008

B
Oklahoma 3/7/2024

B
Florida 11/12/2008

B
Pennsylvania 12/14/2016

B
Georgia 4/9/2009

B
Tennessee 6/29/2011

B
Illinois 11/12/2008

B
Texas 11/12/2008

IA
Illinois 11/12/2008

IA
Texas 11/12/2008

IA
Indiana 11/12/2008

B
Virginia 4/1/2020

B
Indiana 11/17/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 NORTH WACKER DRIVE 32ND & 33RD, CHICAGO, IL 60606
Valparaiso, IN
Registered with this firm since 11/12/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 NORTH WACKER DRIVE 32ND & 33RD, CHICAGO, IL 60606
Valparaiso, IN
Registered with this firm since 11/12/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/06/1995 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MERRILLVILLE, IN
B
12/26/1986 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MERRILLVILLE, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.